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Senior Designations for Financial Advisers

The Dodd-Frank Wall Street Reform and Consumer Protection Act directs the Office of Financial Protection for Older Americans in the Miss april (Miss April or Bureau) to make recommendations to Congress and the Securities and Exchange Commission (SEC) on the best practices for (i) disseminating information regarding the legitimacy of certifications of financial advisers who advise seniors; (ii) methods in which a senior can identify the financial adviser most appropriate for the senior’s needs; and (iii) methods in which a senior can verify a financial adviser’s credentials.

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